Third Party Independent Reviews
Expert assessment of your AML/CFT program's design and operational effectiveness against your local regulatory standards.
Comprehensive, Independent Evaluation
AML/CFT policies, procedures, risk assessment, controls, and overall compliance posture as per your local regulatory requirements
Risk Assessment Review
Evaluating the adequacy, documentation, and regular updating of your specific ML/TF risk assessment based on your business model and operations.
Policy & Procedure Evaluation
Assessing the design, completeness, and implementation of your documented AML/CFT program (including KYC/CDD/EDD, beneficial ownership, PEPs) against regulatory requirements.
Controls & Systems Testing
Independent testing and analysis of key controls, such as transaction monitoring effectiveness, sanctions screening accuracy, and customer verification processes.
Reporting & Record-Keeping Assessment
Reviewing the adequacy and timeliness of your suspicious activity reporting (SAR/STR etc.) framework and your record-keeping procedures.
Training & Governance Review
Evaluating the effectiveness of your AML/CFT employee training program and the adequacy of board/senior management oversight structures.
Deficiency Identification & Recommendations
Providing clear, actionable reports detailing identified compliance gaps or weaknesses, alongside practical recommendations for remediation and enhancement.
Providing clear, actionable reports detailing identified compliance gaps or weaknesses, alongside practical recommendations for remediation and enhancement.
Our Commitment
We work collaboratively to help you understand review findings and are committed to delivering high-quality, insightful reports within agreed timelines, including regulatory or banking deadlines.
Satisfy regulatory requirements as per your regulatory requirements
Explore Our Other Services
Money Transmitter Licensing
In-depth, practical support shaped by years of experience to meet all licensing and compliance requirements
Expand →License Maintenance
Expert oversight of renewals, reporting and regulatory requirements to prevent costly compliance lapses.
Expand →License Sponsorship
Facilitating compliant partnerships between licensed Principal firms and Agents/Appointed Representatives worldwide
Expand →Existing License Acquisition
Navigating the complexities of due diligence, regulatory approvals, and transaction support for acquiring licensed entities worldwide.
Expand →AML/CFT Program
Expert assistance in drafting and implementing your tailored, risk-based AML/CFT program to meet stringent global regulatory requirements.
Expand →Third Party Independent Review
Expert assessment of your AML/CFT program's design and operational effectiveness against your local regulatory standards.
Expand →Risk Assessment
Expert identification, analysis, and documentation of your specific Money Laundering & Terrorist Financing (ML/TF) risks using sophisticated, globally informed methodologies.
Expand →Gap Analysis
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →Policies, Procedures, and Controls
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →AML Training
Develop clear, comprehensive, and regulator-ready documentation that translates your AML/CFT strategy and risk assessment into actionable, compliant guidance for your global operations.
Expand →Compliance Function Setup
Role-specific training programs designed to meet global regulatory mandates, enhance risk awareness, and embed compliant behaviour across your organization.
Expand →Financial Crime Consulting
Expert advisory helping your organization design, implement, and optimize integrated strategies and innovative solutions to combat financial crime effectively and efficiently across global operations.
Expand →