Expert License Sponsorships Solutions
Facilitating compliant partnerships between licensed Principal firms and Agents/Appointed Representatives worldwide.
Your Bridge to Principal & Agent/AR Partnerships
End-to-end support identifying suitable partners, navigating rigorous due diligence and managing regulatory processes
Partner Identification & Matching
Connecting aspiring businesses looking to join as Agents/appointed Representatives with suitable, licensed Principal Firms, and assisting Principals in finding compliant partners aligned with their risk appetite.
Regulatory Due Diligence
Conducting and managing comprehensive due diligence on both parties according to stringent global regulatory standards from likes of FCA, FinCEN, AUSTRAC, FINTRAC, & Regulatory Bodies across Europe
Appointment Process Management
Overseeing the application, notification, and approval procedures with relevant regulatory bodies for agent/AR appointments efficiently and correctly.
Documentation & Agreement Support
Assisting in the preparation, review, and finalization of all necessary contractual agreements, policies, compliance manuals, and application documents.
Framework & Control Structuring
Providing guidance on establishing appropriate operational controls, compliance oversight mechanisms, reporting structures, and commercial terms for the partnership.
We understand regulatory requirements and arrangements vary significantly. Our expertise ensures your partnership structure meets local expectations.
Empowering Principals,
Enabling Agents/ARs
Principal Firms
Expand your reach and revenue streams safely by appointing vetted Agents/Appointed Representatives. We help you establish robust oversight frameworks, manage regulatory risk, and conduct thorough due diligence to ensure compliant partnerships.
Agents/Appointed Representatives
Enter regulated markets faster and more cost-effectively by operating under an established Principle Firm's license. We connect you with potential Principals and guide you through the entire onboarding and approval process.
Assisting Clients With Key Regulators
AUSTRAC, FINTRAC, FCA, FinCEN & Regulatory Bodies across Europe Navigate licensing complexities with confidence
Explore Our Other Services
Money Transmitter Licensing
In-depth, practical support shaped by years of experience to meet all licensing and compliance requirements
Expand →License Maintenance
Expert oversight of renewals, reporting and regulatory requirements to prevent costly compliance lapses.
Expand →License Sponsorship
Facilitating compliant partnerships between licensed Principal firms and Agents/Appointed Representatives worldwide
Expand →Existing License Acquisition
Navigating the complexities of due diligence, regulatory approvals, and transaction support for acquiring licensed entities worldwide.
Expand →AML/CFT Program
Expert assistance in drafting and implementing your tailored, risk-based AML/CFT program to meet stringent global regulatory requirements.
Expand →Third Party Independent Review
Expert assessment of your AML/CFT program's design and operational effectiveness against your local regulatory standards.
Expand →Risk Assessment
Expert identification, analysis, and documentation of your specific Money Laundering & Terrorist Financing (ML/TF) risks using sophisticated, globally informed methodologies.
Expand →Gap Analysis
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →Policies, Procedures, and Controls
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →AML Training
Develop clear, comprehensive, and regulator-ready documentation that translates your AML/CFT strategy and risk assessment into actionable, compliant guidance for your global operations.
Expand →Compliance Function Setup
Role-specific training programs designed to meet global regulatory mandates, enhance risk awareness, and embed compliant behaviour across your organization.
Expand →Financial Crime Consulting
Expert advisory helping your organization design, implement, and optimize integrated strategies and innovative solutions to combat financial crime effectively and efficiently across global operations.
Expand →