Build Inhouse Compliance Function
Support for creating a fit-for-purpose internal AML/CFT compliance structure, processes, and governance framework that meets global regulatory expectations.
Compliance Function Design & Implementation
Comprehensive support defining the optimal structure, roles, responsibilities, processes, technology requirements, and governance for an effective and efficient in-house AML/CFT function.
Optimal Function Design & Mandate
Designing a compliance function structure—including the critical Compliance Officer role—tailored to your business size, complexity, risk profile, and regulatory environment
Role Definition & Competency Mapping
Clearly defining roles, responsibilities, necessary skills, and reporting lines within the compliance team to ensure effective coverage and accountability
Process & Workflow Engineering
Developing and documenting efficient, effective internal processes and workflows for key compliance activities like enhanced due diligence, alert management, investigations, SAR/STR filing, and internal/external reporting.
Compliance Technology Advisory
Assisting in defining functional requirements and selecting appropriate technology tools for case management, transaction monitoring, customer/sanctions screening, and compliance reporting
Governance & Oversight Frameworks
Establish practical governance structures, escalation protocols, and meaningful management information (MI) for board and senior management oversight
Resource Planning & Integration
Providing data-driven guidance on appropriate staffing levels, skill mixes, budget allocation, and strategies for effectively integrating the compliance function within broader business operations.
Why Us
Designing for Global Regulatory Expectations
Expectations regarding the structure, independence, expertise, and authority of compliance functions vary globally. We design frameworks that meet specific jurisdictional requirements (e.g., FCA's SMCR, US regulatory expectations, EU directives) while embedding international best practices.
Expertise in Building Compliance Functions
Our team includes former senior compliance officers and consultants with extensive, practical experience in designing, building, managing, and transforming AML/CFT compliance departments within diverse, complex global financial services environments.
Explore Our Other Services
Money Transmitter Licensing
In-depth, practical support shaped by years of experience to meet all licensing and compliance requirements
Expand →License Maintenance
Expert oversight of renewals, reporting and regulatory requirements to prevent costly compliance lapses.
Expand →License Sponsorship
Facilitating compliant partnerships between licensed Principal firms and Agents/Appointed Representatives worldwide
Expand →Existing License Acquisition
Navigating the complexities of due diligence, regulatory approvals, and transaction support for acquiring licensed entities worldwide.
Expand →AML/CFT Program
Expert assistance in drafting and implementing your tailored, risk-based AML/CFT program to meet stringent global regulatory requirements.
Expand →Third Party Independent Review
Expert assessment of your AML/CFT program's design and operational effectiveness against your local regulatory standards.
Expand →Risk Assessment
Expert identification, analysis, and documentation of your specific Money Laundering & Terrorist Financing (ML/TF) risks using sophisticated, globally informed methodologies.
Expand →Gap Analysis
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →Policies, Procedures, and Controls
Gain objective insights into your AML/CFT program's effectiveness and identify critical gaps against global regulatory standards, providing a clear, actionable path to enhancement.
Expand →AML Training
Develop clear, comprehensive, and regulator-ready documentation that translates your AML/CFT strategy and risk assessment into actionable, compliant guidance for your global operations.
Expand →Compliance Function Setup
Role-specific training programs designed to meet global regulatory mandates, enhance risk awareness, and embed compliant behaviour across your organization.
Expand →Financial Crime Consulting
Expert advisory helping your organization design, implement, and optimize integrated strategies and innovative solutions to combat financial crime effectively and efficiently across global operations.
Expand →